About the organization:
TresVista is a provider of fundamental and data analytics to financial institutions and corporates. Founded in late 2006 by former Wall Street investment bankers and private equity professionals.
Strong global client base: primarily private equity firms, investment banks, hedge funds, asset managers, corporates, and family offices
TresVista is looking out for Analysts for their Compliance Department.
Ensuring staff compliance with the compliance manual at all times.
Conducting staff compliance audits periodically as per the compliance calendar and maintaining the breach tracker.
Intimating the employees of their breach status and escalating it to the compliance head in case of a dispute.
Collecting evidence from the different process owners/ departments and validating their Self-audit questionnaires.
Designing monthly scores for such self-audit questionnaires and reporting to the compliance head for review.
Drafting SOPs, ensuring compliance to SOPs and reviewing them on an annual basis.
Conducting Internal Audits across departments as per the audit calendar and preparing the draft audit report.
Preparing and maintaining the ATR (action taken report) and following-up with the process owners for the closure of ATR points.
Staying abreast of regulatory/ international laws and ensuring compliance.
Conducting compliance training sessions for new and existing employees periodically
Providing clarification/interpretations of guidelines to employees/users/operational departments.
Accessing the compliance risks on new products/processes and suggest steps for mitigation of risks.
Number of vacancies:
Mumbai and Pune, Maharashtra, India
Sound understanding of auditing/compliance.
Good command over written and spoken English.
Understanding in Compliance/Internal Audit role with consulting firms – upper mid-size/BIG 4s or with leading investment bankers, etc.
Ability to work well under pressure with tight deadlines while delivering high-quality output
Commensurate with industry standards
How to apply?
To apply, c lick here.
The website link is here.